Active and Passive Processing of Novel Sounds in Cochlear-Implanted Subjects: Event-Related Potentials of Bottom-Up and Top-Down Processes

Irina Schierholz 1,2 Constanze Schönermark 1 Bruno Kopp 3 Esther Ruigendijk 2,4 Andrej Kral 1,2,5 Andreas Buechner 1,2
1Department of Otorhinolaryngology, Hannover Medical School, Hannover, Germany
2Cluster of Excellence, "Hearing4all", Germany
3Department of Neurology, Hannover Medical School, Hannover, Germany
4Department for Dutch Studies, Carl von Ossietzky University Oldenburg, Oldenburg, Germany
5Institute for AudioNeuroTechnology (VIANNA), Hannover Medical School, Germany

Background: To effectively process novel acoustic stimuli from the environment, a balance between bottom-up and top-down processes is required. This not only allows to appropriately respond to changes in the environment, but also serves as a control mechanism for learning.

Objectives: The study aims at evaluating the interaction between bottom-up and top-down processes in cochlear-implant (CI) patients, and its influence on CI performance.

Methods: 27 post-lingually deafened CI patients and 27 normal-hearing (NH) listeners performed a three-stimulus oddball paradigm, including standard (p=70%), target/deviant (p=15%), and novel and unique environmental (p=15%) sounds. Participants performed the paradigm actively (attention to tones) and passively (no attention to tones). During the task, behavioral responses were recorded together with high-density electroencephalography (EEG) activity.

Results: Initial data point to an attenuated sensory processing (reduced N1 amplitudes) in CI patients compared to NH controls, whereas the higher-order target processing (Target-P3) was comparable between groups. Both, CI patients and NH controls show a bottom-up-related early Novelty-P3 and a top-down-related late Novelty-P3. As expected, in both groups the late Novelty-P3 was reduced in the passive condition. Group differences show up for the amplitudes of the early, but not the late Novelty-P3.

Conclusion: The current study enables the objective comparison of active and passive processing of novel acoustic stimuli in CI patients. The observed reduction in N1 and early Novelty-P3 amplitudes suggests an impairment in bottom-up processes in CI subjects compared to NH controls. The comparable late Novelty-P3, however, suggests preserved top-down processing mechanims.









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